DW
Derek G. Walker
COLLEGIATE CAPITAL MANAGEMENT
RALEIGH, NC 27601
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CRD#: 2205241
DW
Professional summary
Derek Grant Walker, who also goes by Grant Walker, is a registered financial advisor currently at COLLEGIATE CAPITAL MANAGEMENT, INC. located in Raleigh, North Carolina.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Derek has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grant Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) D. GRANT WALKER - 490 GLENN-RUTH LANE, ERWIN, NC 28339 - SOLE PROP - AGENT - 10/1999 - 0 HR/MO/TRD HRS -LICENSED TO SELL INDIVIDUAL LIFE INSURANCE AND FIXED ANNUITY PRODUCTS - NON-INVESTMENT RELATED 2) Collegiate Capital Management, Inc. - 214 New Bern Place, Raleigh, NC - Investment-Related - Board of Directors Member - Corp Vice President - 10/2006 - Less than 1 hr/mo during trading hours - provides overall direction for the operation of the firm. 3) D. WALKER - (PARENT'S ADDRESS: 490 GLENN-RUTH LANE, ERWIN, NC, 28339) - ESTATE - EXECUTOR - N/A FOR START DATE - 0% OF TIME - 0 HR/MO/TRD HRS - CURRENT DOCUMENTS LIST ME TO BE THE EXECUTOR IN THE EVENT OF THE SECOND DEATH OF MY PARENTS - NON-INVESTMENT RELATED 4) Tony Wayne Sigmon Irrevocable Trust - 214 New Bern Place, Raleigh, NC 27601 - 04/2016 start date - NIR - listed as trustee for the trust - notify trust beneficiaries of availability of withdrawal of funds prior to disbursing insurance premiums - other business types - 0 hrs/mo trading 6) Derek G. Walker - 490 Glenn Ruth Lane, Erwin, NC 28339 - NIR - residential rental property - property management and screen the tenants. - LLC - no time is dedicated to this activity during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Grant Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 31, 2001 - Present
COLLEGIATE CAPITAL MANAGEMENT, INC.
Office #1: 214 New Bern Place, Raleigh, NC 27601RIA
CRD#: 118205
RALEIGH, NC
Past
November 10, 1999 - December 22, 2016
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
RALEIGH, NC
Past
January 27, 1992 - November 16, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 27, 1992 - November 16, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COLLEGIATE CAPITAL MANAGEMENT, INC.
COLLEGIATE CAPITAL MANAGEMENT, INC.
CRD#: 118205 / SEC#: 801-64622
RIA
Registered Investment Advisory firm - (9/1/2005 Approved)Georgia
Registered Investment Advisory firm - (3/28/2006 Terminated)North Carolina
Registered Investment Advisory firm - (3/28/2006 Terminated)South Carolina
Registered Investment Advisory firm - (3/28/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(10/20/2022)
IAR
North Carolina(12/31/2001)
IAR
Texas(11/5/2021)
IAR
Virginia(11/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
COLLEGIATE CAPITAL MANAGEMENT, INC.
COLLEGIATE CAPITAL MANAGEMENT, INC.
CRD#: 118205 / SEC#: 801-64622
RIA
Registered Investment Advisory firm - (9/1/2005 Approved)Georgia
Registered Investment Advisory firm - (3/28/2006 Terminated)North Carolina
Registered Investment Advisory firm - (3/28/2006 Terminated)South Carolina
Registered Investment Advisory firm - (3/28/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
214 New Bern Place, Raleigh, NC 27601
Mailing Address
Phone number
(919) 838-0101
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,995 |
| AUM (Assets Under Management) | $ 582,341,286 |
Red Flags
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Company Information
COLLEGIATE CAPITAL MANAGEMENT, INC.
CRD#: 118205Raleigh, NC 27601TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
