KA
Kenneth C. Anna
STEINBERGANNA WEALTH MANAGEMENT LLC
HUNTINGTON, NY 11743
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CRD#: 2204605
KA
Professional summary
Kenneth Charles Anna is a registered financial advisor currently at STEINBERGANNA WEALTH MANAGEMENT LLC located in Huntington, New York.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kenneth has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STEINBERG ANNA WEALTH MANAGEMENT CORP POSITION: Insurance NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2007 ADDRESS: 76 New York Avenue, ste 2, Huntington NY 11743, United States DESCRIPTION: Fixed insurance 2. HALESITE FIRE DEPARTMENT POSITION: Officer and EMT NATURE: Volunteer EMS and Fire Department INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2012 ADDRESS: 1 New York Avenue, Halesite NY 11743, United States DESCRIPTION: Volunteer EMT, Firefighter and Officer. 3. HUNTING BAY VILLAGE ZONING BOARD, NOT INVESTMENT RELATED, START DATE = FEB 2015, NO COMPENSATION, 4 HOURS PER MONTH 4. CARLEIGH MAC FOUNDATION POSITION: Board Member NATURE: CHARITY ORGANIZATION INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: 12 Crest Rd, Huntington Bay NY 11743, United States DESCRIPTION: Board Member for Charity. 5. STEINBERG ANNA HOLDINGS LLC POSITION: 50% Partner NATURE: REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 76 New York Avenue, ste 2, Huntington NY 11743, United States DESCRIPTION: RE Management 6. HUNTING BAY VILLAGE BOARD OF TRUSTEES POSITION: Trustee and Police Commissioner NATURE: Incorporated Village INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2024 ADDRESS: 244 Vineyard Rd, Huntington Bay NY 11743, United States DESCRIPTION: Board of Trustees Member and Police Commissioner. 7. ANNA FAMILY IRR TRUST POSITION: Trustee NATURE: Trustee for Family ILIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2024 ADDRESS: 76 New York Avenue, ste 2, Huntington NY 11743, United States DESCRIPTION: Trustee for Family ILIT
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Charles Anna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2025 - Present
STEINBERGANNA WEALTH MANAGEMENT LLC
Office #1: 76 New York Avenue Suite 2, Huntington, NY 11743RIA
CRD#: 335680
HUNTINGTON, NY
Past
October 11, 2024 - June 20, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
HUNTINGTON, NY
Past
October 11, 2024 - June 20, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
HUNTINGTON, NY
Past
March 16, 2007 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
March 16, 2007 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
HUNTINGTON, NY
Past
November 18, 2005 - March 30, 2007
EASTBROOK CAPITAL GROUP LLC
RIA
CRD#: 39781
NEW YORK, NY
Past
February 20, 1998 - March 30, 2007
EASTBROOK CAPITAL GROUP LLC
BD
CRD#: 39781
NEW YORK, NY
Past
April 22, 1994 - January 30, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
BD
CRD#: 35476
NEW YORK, NY
Past
May 8, 1992 - November 30, 1993
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEINBERGANNA WEALTH MANAGEMENT LLC
SA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT
CRD#: 335680 / SEC#: 801-132680
RIA
Registered Investment Advisory firm - (5/1/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(6/20/2025)
IAR
Florida(7/8/2025)
IAR
Massachusetts(7/10/2025)
IAR
New Jersey(6/30/2025)
IAR
New York(6/18/2025)
IAR
North Carolina(6/20/2025)
IAR
Texas(6/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
STEINBERGANNA WEALTH MANAGEMENT LLC
SA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT
CRD#: 335680 / SEC#: 801-132680
RIA
Registered Investment Advisory firm - (5/1/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
76 New York Avenue Suite 2, Huntington, NY 11743
Mailing Address
Phone number
(631) 271-6160
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 320,912,830 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
