Paul C. Anderson

FEDERATED GLOBAL INVESTMENT MANAGEMENT

St. Helena, CA

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CRD#: 2204574

Professional summary

Paul Clifford Anderson is a registered financial advisor currently at FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. located in St. Helena, California and FEDERATED INVESTMENT COUNSELING located in St. Helena, California.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FROM 5/2019 TO PRESENT, MEMBER OF COMMITTEE FOR INVESTOR RESPONSIBILITY AT UNIVERSITY OF NEW HAMPSHIRE AT THOMPSON HALL, 105 MAIN ST, DURHAM, NH 03824. ACTIVITY IS PERFORMED DURING TRADING HOURS AND IS INVESTMENT RELATED. TIME SPENT IS APPROXIMATELY 1 HOUR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Clifford Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

St. Helena, CA

Current

February 20, 2025 - Present

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

St. Helena, CA

Current

February 20, 2025 - Present

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

St. Helena, CA

Current

February 27, 2025 - Present

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

St. Helena, CA

Current

January 23, 2025 - Present

FEDERATED SECURITIES CORP.

Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779

RIA

CRD#: 5009

Pittsburgh, PA

Past

May 30, 2008 - December 11, 2020

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

August 20, 2005 - February 7, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

June 14, 2005 - August 20, 2005

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

March 16, 2005 - June 14, 2005

COLUMBIA FINANCIAL CENTER INCORPORATED

CRD#: 23562

PORTLAND, OR

Past

October 5, 1998 - September 20, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 4, 1996 - May 9, 1997

HARRIS NESBITT CORP.

CRD#: 7299

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED INVESTMENT COUNSELING

FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(2/20/2025)

California
(2/20/2025)

Hawaii
(2/20/2025)

IAR

Illinois
(2/20/2025)

IAR

Massachusetts
(2/27/2025)

IAR

New York
(2/20/2025)

Oregon
(2/20/2025)

IAR

Pennsylvania
(2/20/2025)

Washington
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/19/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/23/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/20/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/6/2015

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/15/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/13/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FEDERATED INVESTMENT COUNSELING

CRD#: 105325 / SEC#: 801-34611

RIA

Registered Investment Advisory firm - (6/12/1989 Approved)

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Contact information

Main Address

1001 Liberty Avenue, Pittsburgh, PA 15222-3779

Mailing Address

Phone number

(412) 288-1900

Established

Firm type

Fiscal year end

# of Employees

213

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIC SUMMARY OF CHANGES (3/14/2025)

2025 FIC FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	8,579
AUM (Assets Under Management)	$ 199,641,239,415

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/11/2023	Cover Page	Report
07/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Clifford Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

NATIXIS DISTRIBUTION, LLC

BOFA DISTRIBUTORS, INC.

BACAP DISTRIBUTORS, LLC

COLUMBIA FINANCIAL CENTER INCORPORATED

LPL FINANCIAL LLC

HARRIS NESBITT CORP.

Primary Firm SEC Registration

FEDERATED INVESTMENT COUNSELING

State Registrations and Notice Filings

Exams

Series 63

Date: 2/19/2025

Series 7TO

Date: 1/23/2025

SIE

Date: 12/20/2024

Series 31

Date: 4/6/2015

Series 7

Date: 3/15/2005

Series 24

Date: 6/13/2017

FINRA

Current Firm

FEDERATED INVESTMENT COUNSELING

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FEDERATED INVESTMENT COUNSELING

TRUST BUT VERIFY

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