Daniel Steinberg

STEINBERGANNA WEALTH MANAGEMENT LLC

HUNTINGTON, NY 11743

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CRD#: 2204533

Professional summary

Daniel Steinberg is a registered financial advisor currently at STEINBERGANNA WEALTH MANAGEMENT LLC located in Huntington, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. STEINBERG ANNA WEALTH MANAGEMENT CORP. FIXED INSURANCE SALES. NOT SECURITIES RELATED. START DATE 10/2007. 50% OWNER. 5 HOURS DEVOTED PER MONTH. 2. STEINBERG ANNA HOLDINGS LLC. REAL ESTATE. 50% OWNERSHIP, NOT SECURITIES RELATED. START DATE 2/2019. 1-2 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 3. TRUSTEE - FREDERICA STEINBERG TRUST, INVESTMENT RELATED, START DATE 05/2022, .5 HOURS PER MONTH, <1 HR PER MONTH DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Steinberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

STEINBERGANNA WEALTH MANAGEMENT LLC

Office #1: 76 New York Avenue Suite 2, Huntington, NY 11743

RIA

CRD#: 335680

HUNTINGTON, NY

Past

October 11, 2024 - June 20, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

HUNTINGTON, NY

Past

October 11, 2024 - June 20, 2025

OSAIC WEALTH, INC.

CRD#: 23131

HUNTINGTON, NY

Past

March 16, 2007 - October 11, 2024

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 16, 2007 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HUNTINGTON, NY

Past

November 18, 2005 - March 30, 2007

EASTBROOK CAPITAL GROUP LLC

RIA

CRD#: 39781

NEW YORK, NY

Past

October 23, 1996 - March 30, 2007

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

Past

November 9, 1995 - October 29, 1996

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

June 10, 1994 - November 10, 1995

NICHOLS, SAFINA, LERNER & CO. INC.

CRD#: 35476

NEW YORK, NY

Past

July 31, 1993 - June 17, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 24, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 8, 1992 - August 19, 1992

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEINBERGANNA WEALTH MANAGEMENT LLC

SA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT

CRD#: 335680 / SEC#: 801-132680

RIA

Registered Investment Advisory firm - (5/1/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/7/2025)

IAR

Massachusetts
(7/10/2025)

IAR

New Jersey
(6/30/2025)

IAR

New York
(6/18/2025)

IAR

North Carolina
(6/23/2025)

IAR

Texas
(6/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1995

General Securities Principal Examination

Current Firm

STEINBERGANNA WEALTH MANAGEMENT LLC

SA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT LLC | STEINBERGANNA WEALTH MANAGEMENT

CRD#: 335680 / SEC#: 801-132680

RIA

Registered Investment Advisory firm - (5/1/2025 Approved)

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Contact information

Main Address

76 New York Avenue Suite 2, Huntington, NY 11743

Mailing Address

Phone number

(631) 271-6160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	534
AUM (Assets Under Management)	$ 320,912,830

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Steinberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Steinberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

EASTBROOK CAPITAL GROUP LLC

EASTBROOK CAPITAL GROUP LLC

NORTHEAST SECURITIES, LLC

NICHOLS, SAFINA, LERNER & CO. INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

STEINBERGANNA WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2004

Series 63

Date: 6/30/1992

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1992

Series 24

Date: 6/22/1995

Current Firm

STEINBERGANNA WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

STEINBERGANNA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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