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GD

Gerard V. Dougherty

CREATIVEONE WEALTH
Westborough, MA 01581
Some features on this profile are disabled
CRD#: 2204333
GD

Professional summary

Gerard Vincent Dougherty, who also goes by Gerry Dougherty, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Westborough, Massachusetts.

Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gerard has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gerry Dougherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Vincent Dougherty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2017 - Present

CREATIVEONE WEALTH, LLC

Office #1: 45 Lyman Street, Suite 17 Suite 17, Westborough, MA 01581
RIA
CRD#: 281213
Westborough, MA
Past

February 16, 2017 - October 27, 2017

THE PATRIOT FINANCIAL GROUP, LLC

RIA
CRD#: 172470
Westborough, MA
Past

March 5, 2013 - January 20, 2016

OSAIC FS, INC.

RIA
CRD#: 3870
DEDHAM, MA
Past

February 14, 2013 - January 20, 2016

OSAIC FS, INC.

BD
CRD#: 3870
DEDHAM, MA
Past

January 26, 2012 - January 31, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
WELLESLEY, MA
Past

August 16, 2011 - January 31, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WELLESLEY, MA
Past

May 5, 2011 - August 15, 2011

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NASHUA, NH
Past

December 14, 2006 - December 21, 2010

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
BOSTON, MA
Past

June 1, 2005 - November 21, 2006

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WELLESLEY, MA
Past

December 9, 1999 - June 1, 2005

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

August 6, 1998 - July 29, 1999

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

August 6, 1998 - July 29, 1999

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

October 12, 1994 - July 7, 1998

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

March 7, 1994 - August 15, 1994

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

February 11, 1992 - February 1, 1994

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC

CRD#: 281213 / SEC#: 801-106677

RIA
Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/12/2024)
IAR
Massachusetts
(10/24/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/10/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/10/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/20/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/10/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/17/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/26/2001
General Securities Principal Examination

Current Firm

CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC

CRD#: 281213 / SEC#: 801-106677

RIA
Registered Investment Advisory firm - (9/25/2015 Approved)
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Contact information

Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts29,437
AUM (Assets Under Management)$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREATIVEONE WEALTH, LLC

CRD#: 281213Westborough, MA 01581

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