Marc D. Livernois
Professional summary
Marc D Livernois was a registered financial advisor .
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Marc had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2025 - Present
December 4, 2020 - September 23, 2025
EPIC PRIVATE WEALTH
May 20, 2015 - December 7, 2020
CUNA BROKERAGE SERVICES, INC.
May 19, 2015 - December 7, 2020
CUNA BROKERAGE SERVICES, INC.
December 6, 2012 - April 29, 2015
MML INVESTORS SERVICES, LLC
November 13, 2012 - April 29, 2015
MML INVESTORS SERVICES, LLC
August 17, 2012 - October 1, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 24, 2011 - November 9, 2011
MML INVESTORS SERVICES, LLC
June 14, 2010 - December 31, 2012
LIV INC.
October 11, 2006 - April 27, 2010
COMERICA SECURITIES
October 11, 2006 - April 27, 2010
COMERICA SECURITIES
February 6, 2004 - October 9, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2004 - October 9, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 1992 - January 19, 1999
CUNA BROKERAGE SERVICES, INC.
January 23, 1992 - September 4, 1992
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/24/2025)
Exams
Series 7TO
Date: 3/1/2024
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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