RC
Randall L. Cloud
CETERA INVESTMENT ADVISERS LLC
OKLAHOMA CITY, OK 73134
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CRD#: 2204145
RC
Professional summary
Randall Loren Cloud is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oklahoma City, Oklahoma and CETERA WEALTH SERVICES, LLC located in Oklahoma City, Oklahoma.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Randall has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) R L Cloud CPA Inc 5700 N Portland Ave Ste 300~Oklahoma City~OK~73112~Insurance Agent~Agent~10/1/2004~1hrs~1hrs~receive commission check from agent of record as split for referral to agent. I do not actively sell health insurance products. 2) Oklahoma City AMBUCS 5700 N Portland Ave Ste 300~Oklahoma City~OK~73112~Other~Other~3/3/2004~5hrs~3hrs~participate as a chapter member in various community service projects. act as assistant treasurer - keep books for chapter; invoice members for dues, write checks to pay chapter expenses. 3) R L Cloud CPA, Inc 5700 N Portland Ave Ste 300~Oklahoma City~OK~73112~Accounting Services/Tax Preparation~Owner~10/14/2004~160hrs~120hrs~owner - oversee all operations of business including preparing tax returns, bookkeeping data entry, financial statement preparation, payroll tax return preparation 4) R L CLOUD CPA POSITION: Owner/sole shareholder NATURE: Purchased tax and accounting practice of another CPA effective January 1, 2023. The seller does not currently offer any services other than tax preparation and bookkeeping/accounting services. Operations will continue at seller's current location. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2023; 3201 NW 63rd, Oklahoma City OK 73116, I am sole owner and will have sole responsibility for operations of the practice. I will supervise employees tax preparation and bookkeeping/accounting work and will prepare tax returns myself. 5) R L Cloud CPA, Inc; Owner/Sole Proprietor; Accounting Services/Tax Preparation; NIR; 120; 10/14/2004; 5700 N Portland Ave Ste 300 Oklahoma City OK 73112; owner - oversee all operations of business including preparing tax returns, bookkeeping data entry, financial statement preparation, payroll tax return preparation
CRS (Client Relationship Summary) - RIA
Click below to view Randall Loren Cloud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13900 N Portland Suite 101, Oklahoma City, OK 73134RIA
CRD#: 105644
OKLAHOMA CITY, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5100 N Brookline Ave Ste 175, Oklahoma City, OK 73112BD
CRD#: 13572
Oklahoma City, OK
Past
May 15, 1996 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Oklahoma City, OK
Past
January 29, 1992 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Oklahoma City, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Minnesota(9/5/2025)
RR
New Mexico(9/5/2025)
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/26/2001
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Oklahoma City, OK 73134TRUST BUT VERIFY
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