Craig E. Sultan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Eliot Sultan was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1992. Craig had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2010 - August 15, 2014
ORACLE CAPITAL SECURITIES, LLC
April 26, 2010 - November 19, 2010
1ST BRIDGEHOUSE SECURITIES, LLC
August 26, 2008 - March 16, 2010
JACKSON KOHLE & CO.
January 31, 2007 - August 18, 2008
THOMASLLOYD CAPITAL LLC
April 9, 2003 - January 26, 2007
MERRIMAN CAPITAL, INC.
October 12, 2001 - April 4, 2002
WESTMOORE SECURITIES, INC.
March 12, 1999 - September 22, 1999
FINANCIAL WEST GROUP
December 23, 1996 - October 29, 1998
CANACCORD GENUITY SECURITIES LLC
May 24, 1994 - November 6, 1996
PACIFIC GROWTH EQUITIES, LLC
February 26, 1992 - February 22, 1994
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORACLE CAPITAL SECURITIES, LLC
CRD#: 145868 / SEC#: , 8-67762
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
