John J. Derrico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John J Derrico, who also goes by John Derrico, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2000 - April 14, 2004
E STREET ACCESS
June 1, 1998 - May 12, 1999
RUSSO SECURITIES INC.
January 22, 1992 - June 26, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/12/2003
Limited Representative-Equity Trader ExamCurrent Firm
E STREET ACCESS
CRD#: 100320 / SEC#: , 8-52024
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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