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SW

Scott J. Wojie

TRADEWEB DIRECT LLC
JERSEY CITY, NJ 07311
Some features on this profile are disabled
CRD#: 2203812
SW

Professional summary

Scott Joseph Wojie, who also goes by Scott Wojie, is a registered financial professional currently at TRADEWEB DIRECT LLC located in Jersey City, New Jersey.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Wojie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Joseph Wojie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2020 - Present

TRADEWEB DIRECT LLC

Office #1: 185 Hudson Street Harborside 5, Suite 22, Jersey City, NJ 07311
BD
CRD#: 103787
JERSEY CITY, NJ
Past

August 22, 2019 - March 13, 2020

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Holmdel, NJ
Past

March 7, 2019 - July 29, 2019

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
New York, NY
Past

October 11, 2011 - March 8, 2019

DEALERWEB LLC

BD
CRD#: 19662
Jersey City, NJ
Past

April 12, 2005 - October 10, 2011

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
NEW YORK, NY
Past

May 25, 1999 - May 24, 2000

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 2, 1998 - May 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 3, 1998 - August 18, 1998

DRIZOS INVESTMENTS, INC.

BD
CRD#: 15087
MORRISTOWN, NJ
Past

May 2, 1995 - June 12, 1996

HARTFIELD, TITUS & DONNELLY, LLC

BD
CRD#: 7117
JERSEY CITY, NJ
Past

April 8, 1993 - May 8, 1995

J.J. KENNY DRAKE, INC.

BD
CRD#: 7118
NEW YORK, NY
Past

January 27, 1992 - April 2, 1993

DRIZOS INVESTMENTS, INC.

BD
CRD#: 15087
MORRISTOWN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(3/2/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 7/22/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/1/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 4/11/2005
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/3/2022
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TD
TRADEWEB DIRECT LLC
BONDDESK TRADING LLC | TRADEWEB DIRECT LLC

CRD#: 103787 / SEC#: , 8-52278

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
245 Park Avenue, New York, NY 10167
Mailing Address
245 Park Avenue, New York, NY 10167
Phone number
(212) 808-0004
Established
Delaware since 11/03/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BONDDESK GROUP LLCOWNER
BRUNER, CHRISTIAN ADAMBOARD MEMBER5661505
CAHALANE, JOHN JOSEPHPRESIDENT2922033
CLACK, AMYBOARD MEMBER4882071
FRIEDMAN, DOUGLAS L.GENERAL COUNSEL5121291
MCGUIRE, MICHAEL TERRENCECHIEF COMPLIANCE OFFICER2267871
PITTINSKY, JONATHAN DAVIDCHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL4291263
SERRAO, ASHLEY NEILBOARD MEMBER5360541
WOOD, ELISABETH KIRBYBOARD MEMBER4929181

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEWEB DIRECT LLC

CRD#: 103787Jersey City, NJ 07311

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