Steven B. Dunn

ABERDEEN FUND DISTRIBUTORS

New York, NY 10022

Some features on this profile are disabled

CRD#: 2203356

Professional summary

Steven Boyd Dunn, CIMA® is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Boyd Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 8, 2024 - Present

ABERDEEN FUND DISTRIBUTORS, LLC

Office #1: 875 Third Ave 4th Floor, New York, NY 10022Office #2: 1900 Market Street Suite 200, Philadelphia, PA 19103Office #3: 1900 Market Street Suite 200, Philadelphia, PA 19103

CRD#: 146230

New York, NY

Past

September 18, 2015 - February 13, 2024

ALPS DISTRIBUTORS, INC.

CRD#: 16853

NEW YORK, NY

Past

May 3, 2013 - August 25, 2015

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

July 27, 2010 - December 7, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

November 6, 2009 - July 22, 2010

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

March 1, 2000 - December 31, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

January 4, 1995 - February 11, 2000

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/8/2024)

Massachusetts
(2/8/2024)

New York
(2/8/2024)

Pennsylvania
(2/8/2024)

Exams

State Security Law Exam

Series 63

Date: 6/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/14/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230 / SEC#: , 8-67799

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1900 Market Street Suite 200, Philadelphia, PA 19103

Mailing Address

1900 Market Street Suite 200, Philadelphia, PA 19103

Phone number

(215) 405-5700

Established

Delaware since 10/31/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ABRDN, INC.	SOLE MEMBER
DUNN, STEVEN BOYD	CHIEF EXECUTIVE OFFICER	2203356
HETTEL, KENDRA ANNA	CHIEF COMPLIANCE OFFICER	6164999
KIRSCHENBLATT, CHAD ETHAN	CHIEF FINANCIAL OFFICER/FINOP	2503352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven B. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Boyd Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

DWS DISTRIBUTORS, INC.

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK EXECUTION SERVICES

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1994

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1995

Series 6

Date: 4/14/1993

Series 24

Date: 6/5/2015

FINRA

Current Firm

ABERDEEN FUND DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ABERDEEN FUND DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors