Peter D. Monson
Professional summary
Peter Douglas Monson, who also goes by Pete Monson, is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Douglas Monson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2014 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 900 Second Ave S Suite 1500, Minneapolis, MN 55402August 21, 2002 - March 7, 2014
1ST DISCOUNT BROKERAGE, INC.
June 12, 2001 - August 21, 2002
ACUMENT SECURITIES, INC.
November 1, 1994 - June 13, 2001
GLOBAL FINANCIAL GROUP, INC.
January 27, 1992 - October 28, 1994
HAYNE, MILLER FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2014)
(1/10/2019)
(3/7/2014)
(3/4/2014)
(11/30/2017)
Exams
FINRA
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
