Avi N. Kantor

CERTIOR FINANCIAL GROUP

King Of Prussia, PA 19406

Some features on this profile are disabled

CRD#: 2203133

Professional summary

Avi No Middle Name Kantor, who also goes by Avi Kantor, is a registered financial advisor currently at CERTIOR FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.

Avi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Avi has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Avi Kantor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE CERTIOR GROUP, LLC;no;5237 HHR RANCH RD, STE 1, WILSON, WY 83014;RENTAL PROPERTIES;OWNER;09/01/2015;10,5;PROVIDE ADMINISTRATIVE SERVICES ASSOCIATED WITH VARIOUS RESIDENTIAL PROPERTIES, COORDINATE BOOKKEEPING, ACCOUNTING AND REVIEW SERVICES. JACKSON HOLE MOUNTAIN RESORT TETON VILLAGE, WY PT ADAPTIVE SKI INSTRUCTOR SINCE 12/2022 NOT INVESTMENT RELATED NATIONAL MUSEUM OF WILDLIFE ART JACKSON, WY BOARD MEMBER AND TREASURER SINCE 06/2018 NOT INVESTMENT RELATED MENTAL HEALTH AND RECOVERY SERVICES OF JACKSON HOLE JACKSON, WY BOARD MEMBER SINCE 06/2018 NOT INVESTMENT RELATED LICENSED INSURANCE AGENT LIFE AND LTC INSURANCE SINCE 01/1999

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avi No Middle Name Kantor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2016 - Present

CERTIOR FINANCIAL GROUP, LLC

Office #1: 20104 Valley Forge Circle, King Of Prussia, PA 19406

RIA

CRD#: 285502

King Of Prussia, PA

Past

September 6, 2005 - October 31, 2016

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

KING OF PRUSSIA, PA

Past

January 1, 2004 - October 31, 2016

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

KING OF PRUSSIA, PA

Past

May 2, 2000 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

January 21, 1999 - May 1, 2000

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

January 13, 1992 - November 16, 1994

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIOR FINANCIAL GROUP, LLC

CRD#: 285502 / SEC#: 801-108506

RIA

Registered Investment Advisory firm - (10/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/1/2016)

IAR

Wyoming
(10/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/9/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CERTIOR FINANCIAL GROUP, LLC

CRD#: 285502 / SEC#: 801-108506

RIA

Registered Investment Advisory firm - (10/17/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20104 Valley Forge Circle, King Of Prussia, PA 19406

Mailing Address

Phone number

(610) 783-7010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CERTIOR FINANCIAL GROUP FORM ADV PART 2A (7/14/2025)

Regulatory assets under management

Total Number of Accounts	1,715
AUM (Assets Under Management)	$ 387,975,052

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/20/2023	Cover Page	Report
04/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Avi N. Kantor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avi No Middle Name Kantor's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

UNITED SECURITIES ALLIANCE, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CERTIOR FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2005

Series 63

Date: 1/20/1999

SIE

Date: 10/31/2016

Series 7

Date: 12/27/2007

Series 6

Date: 1/20/1999

Series 26

Date: 4/9/1999

Current Firm

CERTIOR FINANCIAL GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIOR FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors