George W. Rescigno

BANKERS LIFE ADVISORY SERVICES

Asheville, NC 28806

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CRD#: 2203108

Professional summary

George William Rescigno is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Asheville, North Carolina and BANKERS LIFE SECURITIES, INC. located in Asheville, North Carolina.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. George has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 3, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent with Bankers Life & Casualty

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Rescigno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2017 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 1200 Ridgefield Blvd. Ste 190, Asheville, NC 28806

RIA

CRD#: 281285

Asheville, NC

Current

May 16, 2017 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 1200 Ridgefield Blvd. Suite 190, Asheville, NC 28806

CRD#: 173962

Asheville, NC

Past

July 1, 2003 - December 12, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

BOCA RATON, FL

Past

June 18, 2003 - December 12, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BOCA RATON, FL

Past

July 24, 2001 - June 12, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

FT. LAUDERDALE, FL

Past

July 24, 2001 - June 12, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 28, 1994 - July 31, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 16, 1992 - May 12, 1992

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(6/26/2017)

IAR

North Carolina
(6/28/2017)

Pennsylvania
(2/6/2025)

South Carolina
(6/29/2020)

Virginia
(9/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/4/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/2017

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/16/1998

National Commodity Futures Examination

Principal/Supervisory Exam

Series 10

Date: 8/4/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/9/2003

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George W. Rescigno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George William Rescigno's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2017

Series 65

Date: 3/4/1994

Series 63

Date: 3/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/16/2017

Series 3

Date: 3/16/1998

Series 10

Date: 8/4/2003

Series 9

Date: 7/9/2003

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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