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Nils T. Barrett

FHN FINANCIAL SECURITIES
Santa Monica, CA 90401
Some features on this profile are disabled
CRD#: 2203063
NB

Professional summary

Nils Tord Barrett is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Santa Monica, California.

Nils is registered as a RR (Registered Representative) and started their career in finance in 1992. Nils has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nils Tord Barrett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2025 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 1250 Sixth Street Suite 401, Santa Monica, CA 90401
BD
CRD#: 46346
Santa Monica, CA
Past

July 1, 2021 - December 4, 2025

INSPEREX LLC

BD
CRD#: 101420
Santa Monica, CA
Past

September 5, 2017 - July 12, 2021

280 SECURITIES LLC

BD
CRD#: 284939
Santa Monica, CA
Past

March 18, 2014 - August 1, 2017

WILLIAM BLAIR

BD
CRD#: 1252
LOS ANGELES, CA
Past

September 10, 2008 - March 25, 2014

E.J. DE LA ROSA & CO., INC.

BD
CRD#: 25334
LOS ANGELES, CA
Past

January 1, 2008 - September 11, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BEVERLY HILLS, CA
Past

January 1, 2008 - September 11, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BEVERLY HILLS, CA
Past

March 17, 2003 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
BEVERLY HILLS, CA
Past

March 17, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
BEVERLY HILLS, CA
Past

March 14, 1995 - March 27, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

February 9, 1995 - February 27, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

March 19, 1992 - January 26, 1995

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/2/2025)
RR
Connecticut
(12/23/2025)
RR
Delaware
(12/2/2025)
RR
Illinois
(12/2/2025)
RR
Massachusetts
(12/2/2025)
RR
Missouri
(12/2/2025)
RR
New Jersey
(12/2/2025)
RR
New York
(12/2/2025)
RR
Pennsylvania
(12/2/2025)
RR
Washington
(1/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/7/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/16/1996
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FHN FINANCIAL SECURITIES CORP.
FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
PREMIUM
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Contact information

Main Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Mailing Address
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Phone number
(901) 435-8080
Established
Tennessee since 10/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON BANKSHAREHOLDER
BUCK, WILLIAM JAMES IIPRINCIPAL OPERATING OFFICER3129662
DABROWSKI, MARK GERARDCHIEF COMPLIANCE OFFICER2065647
GRIFFIN, MARK DANIELSVP, RISK CONTROL MANAGER7462222
JACKSON, JEFF BRIANSVP/ TRADING MANAGER2777631
RITCHESON, DONALD ALLENPRINCIPAL FINANCIAL OFFICER / CFO2360009
ROMANOW, TIMOTHY MARKPRESIDENT/CEO2533445
WADDELL, MICHAEL KNOXEVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY5657529

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346Santa Monica, CA 90401

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