Nils T. Barrett
Professional summary
Nils Tord Barrett is a registered financial professional currently at INSPEREX LLC located in Santa Monica, California.
Nils is registered as a RR (Registered Representative) and started their career in finance in 1992. Nils has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nils Tord Barrett's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
INSPEREX LLC
Office #1: 1250 6th Street Suite 401, Santa Monica, CA 90401September 5, 2017 - July 12, 2021
280 SECURITIES LLC
March 18, 2014 - August 1, 2017
WILLIAM BLAIR
September 10, 2008 - March 25, 2014
E.J. DE LA ROSA & CO., INC.
January 1, 2008 - September 11, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - September 11, 2008
WELLS FARGO CLEARING SERVICES, LLC
March 17, 2003 - January 1, 2008
A. G. EDWARDS & SONS, INC.
March 17, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
March 14, 1995 - March 27, 2003
CIBC WORLD MARKETS CORP.
February 9, 1995 - February 27, 1995
UBS FINANCIAL SERVICES INC.
March 19, 1992 - January 26, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2021)
(6/13/2023)
(1/17/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
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