RF
Richard E. Frable
LIBERTY ASSET MANAGEMENT
Allentown, PA 18103
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CRD#: 2202985
RF
Professional summary
Richard Eric Frable, CFP® is a registered financial advisor currently at LIBERTY ASSET MANAGEMENT located in Allentown, Pennsylvania and APW CAPITAL, INC. located in Allentown, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Liberty Asset Management, Investment related:Yes, 3570 Hamilton Blvd., Allentown, Pennsylvania, 18103, Registered Investment Advisor, Shareholder, 08/02/2006, 60%, Chief Compliance Officer. Investment Adviser
2)Liberty Wealth Management, Investment related:No, 3570 Hamilton Blvd., Allentown, Pennsylvania, 18103, Life and heath insurance sales, Managing Partner, 08/02/2006, 100, Chief Compliance Officer. Insurance agent
CRS (Client Relationship Summary) - RIA
Click below to view Richard Eric Frable's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
December 19, 2006 - Present
LIBERTY ASSET MANAGEMENT
Office #1: 3570 Hamilton Blvd. Suite 301, Allentown, PA 18103RIA
CRD#: 142094
Allentown, PA
Current
December 19, 2006 - Present
APW CAPITAL, INC.
Office #1: 3570 Hamilton Boulevard, Suite 301, Allentown, PA 18103BD
CRD#: 43814
Allentown, PA
Past
January 9, 1998 - December 20, 2006
FSC SECURITIES CORPORATION
BD
CRD#: 7461
FOGELSVILLE, PA
Past
April 20, 1992 - January 13, 1998
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
January 7, 1992 - April 20, 1992
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIBERTY ASSET MANAGEMENT
LIBERTY ASSET MANAGEMENT | LIBERTY ASSET MANAGEMENT, LLC
CRD#: 142094 / SEC#: 801-132496
RIA
Registered Investment Advisory firm - (7/15/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/15/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/18/2025 Terminated)Texas
Registered Investment Advisory firm - (8/15/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(7/20/2020)
RR
Florida(7/9/2014)
RR
Georgia(1/7/2016)
IAR
Louisiana(11/28/2022)
RR
New Jersey(7/9/2014)
RR
New York(6/3/2014)
RR
North Carolina(7/9/2014)
RR
Pennsylvania(12/19/2006)
IAR
Pennsylvania(12/19/2006)
RR
South Carolina(5/30/2013)
RR
Texas(1/24/2024)
IAR
Texas(3/21/2024)
RR
Virginia(10/26/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LIBERTY ASSET MANAGEMENT
LIBERTY ASSET MANAGEMENT | LIBERTY ASSET MANAGEMENT, LLC
CRD#: 142094 / SEC#: 801-132496
RIA
Registered Investment Advisory firm - (7/15/2025 Approved)Louisiana
Registered Investment Advisory firm - (8/15/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/18/2025 Terminated)Texas
Registered Investment Advisory firm - (8/15/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3570 Hamilton Blvd. Suite 301, Allentown, PA 18103
Mailing Address
Phone number
(610) 398-7333
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 106,177,228 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIBERTY ASSET MANAGEMENT
CRD#: 142094Allentown, PA 18103TRUST BUT VERIFY
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Contact information
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