CR
Christopher T. Roberts
CETERA INVESTMENT ADVISERS LLC
FLINT, MI 48507
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CRD#: 2202956
CR
Professional summary
Christopher Thomas Roberts, ChFC®, CLU®, who also goes by Christopher T Riberts, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Flint, Michigan and CETERA WEALTH SERVICES, LLC located in Troy, Michigan.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher T Riberts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:HORIZON ADVISERS; No; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; SENIOR PARTNER; 12/3/2016; 120; 120; SALE OF FIXED INSURANCE,SECURITIES,INVESTMENT PRODUCTS/GENERAL CPA PRACTICE. Horizon Adviser University (HAU) is part of the Horizon Adviser DBA, and the purpose of HAU is to educate. We keep our approved videos, podcast, blogs, etc. all here in one central place|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2014; 10; 10; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:CTR Financial INC; Yes; 3500 EUCLID DRIVE; TROY; MI; 48083; For accounting of Business Expenses; Incorporator; 10/1/2018; 10; 0; Maintain books for tax reporting of my business expenses and paying myself salary from my earnings as a registered rep|
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Thomas Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5206 Gateway Centre Ste 200, Flint, MI 48507Office #3: 50 W Big Beaver Rd Suite 600, Troy, MI 48084RIA
CRD#: 105644
FLINT, MI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 50 W Big Beaver Rd Suite 600, Troy, MI 48084Office #2: 5206 Gateway Centre Suite 200, Flint, MI 48507BD
CRD#: 13572
TROY, MI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 7, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TROY, MI
Past
May 1, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TROY, MI
Past
June 4, 2010 - May 8, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
TROY, MI
Past
September 8, 2009 - May 8, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
TROY, MI
Past
July 25, 2002 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
TROY, MI
Past
April 16, 1998 - July 18, 2002
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
February 13, 1996 - May 11, 1998
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
January 17, 1992 - February 9, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 17, 1992 - February 9, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(3/15/2022)
RR
Illinois(8/6/2021)
RR
Iowa(12/6/2024)
RR
Maryland(4/4/2025)
RR
Michigan(6/9/2021)
IAR
Michigan(6/29/2023)
RR
Missouri(8/23/2022)
RR
Nevada(12/3/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Virginia(1/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Flint, MI 48507TRUST BUT VERIFY
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