Louis C. Marchione
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Conrad Marchione JR was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1992. Louis had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2000 - October 9, 2003
WORLDCO, L.L.C.
October 27, 1998 - September 27, 2000
HORNBLOWER & WEEKS, INC.
June 27, 1997 - September 18, 1998
THINKEQUITY LLC
February 11, 1995 - June 26, 1997
GKN SECURITIES CORP.
November 4, 1994 - November 28, 1994
ROBERT TODD FINANCIAL CORP.
June 24, 1992 - November 1, 1994
WESTFIELD FINANCIAL CORPORATION
March 9, 1992 - June 22, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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