Jamshed A. Bhacka
Professional summary
Jamshed A Bhacka, who also goes by James Bhacka, Jim Bhacka, is a registered financial professional currently at HOLD BROTHERS CAPITAL LLC located in New York, New York.
Jamshed is registered as a RR (Registered Representative) and started their career in finance in 1993. Jamshed has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamshed A Bhacka's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2017 - Present
HOLD BROTHERS CAPITAL LLC
Office #1: One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510April 23, 2012 - January 31, 2017
HOLD BROTHERS CAPITAL LLC
August 1, 2002 - October 11, 2012
TAFFERER TRADING, LLC
December 6, 2001 - August 1, 2002
SKEFFINGTON SECURITIES, L.L.C.
October 1, 1998 - December 10, 2001
TAFFERER TRADING, LLC
September 2, 1993 - September 25, 1998
JOSEPHTHAL & CO., INC.
April 28, 1993 - June 23, 1993
HIBBARD BROWN & CO., INC.
March 11, 1993 - April 22, 1993
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/9/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/12/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
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