David J. Bunt
Professional summary
David John Bunt is a registered financial professional currently at PERCENT SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 17 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Bunt's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2026 - Present
PERCENT SECURITIES, LLC
Office #1: 145 East 57th Street, New York, NY 10022January 2, 2026 - April 7, 2026
ARK SECURITIES LLC
April 23, 2024 - February 9, 2026
BANCTRUST SECURITIES USA
December 6, 2022 - April 22, 2024
MARCO POLO SECURITIES LLC
November 3, 2017 - November 30, 2022
GREENLEYS CAPITAL MARKETS LLP
May 24, 2016 - May 19, 2017
BGC FINANCIAL, L.P.
February 11, 2014 - May 18, 2016
PORTALES PARTNERS, LLC
March 16, 2010 - July 25, 2013
MIZUHO SECURITIES USA LLC
January 4, 2010 - March 8, 2010
W.A. CAPITAL MARKETS
March 2, 2009 - July 13, 2009
W.A. CAPITAL MARKETS
December 1, 2008 - March 19, 2009
NOBLE CAPITAL MARKETS, INC.
January 31, 2005 - November 17, 2008
CANACCORD GENUITY LLC
August 13, 2003 - February 2, 2005
SANDERS MORRIS LLC
July 22, 2002 - July 28, 2003
NATIONAL BANK OF CANADA FINANCIAL INC.
August 3, 2000 - June 4, 2002
DEUTSCHE BANK SECURITIES INC.
October 14, 1994 - July 12, 2000
GLEACHER & COMPANY SECURITIES, INC.
March 22, 1993 - August 24, 1994
BARINGTON CAPITAL GROUP, L.P.
February 10, 1992 - April 20, 1993
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2026)
Exams
Series 99TO
Date: 9/2/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/2/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
PERCENT SECURITIES, LLC
CRD#: 314782 / SEC#: , 8-70732
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CADENCE GROUP, INC. | MANAGING MEMBER | |
| EGAN, RICHARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 6571150 |
| HAYES, SUSAN ANN | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL FINANCIAL OFFICER | 2856326 |
| REDDY, PRATHUMNA T | CHIEF EXECUTIVE OFFICER/PRESIDENT | 5564911 |
| SHUMBERG, IVANA M | FINANCIAL AND OPERATIONS PRINCIPAL & PRINCIPAL OPERATIONS OFFICER | 3167225 |
Red Flags
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