Kathy A. Gurczynski
Professional summary
Kathy Ann Gurczynski, who also goes by Kathy A Gurczynski Hurley, is a registered financial professional currently at VONTOBEL SECURITIES LTD. located in New York, New York.
Kathy is registered as a RR (Registered Representative) and started their career in finance in 1992. Kathy has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathy Ann Gurczynski's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2014 - Present
VONTOBEL SECURITIES LTD.
Office #1: 66 Hudson Blvd 34th Floor, Suite 3401, New York, NY 10001June 23, 2008 - February 17, 2010
GILDER GAGNON HOWE & CO. LLC
July 15, 1999 - September 16, 2004
CHASE INVESTMENT SERVICES CORP.
April 12, 1999 - September 16, 2004
CHASE INVESTMENT SERVICES CORP.
March 18, 1999 - April 15, 1999
CITIGROUP GLOBAL MARKETS INC.
October 6, 1994 - March 23, 1998
GRUNTAL & CO., L.L.C.
January 27, 1994 - May 25, 1994
THE STAMFORD COMPANY, INC.
June 3, 1993 - June 8, 1993
JOSEPHTHAL & CO., INC.
April 23, 1993 - May 25, 1993
LADENBURG THALMANN & CO. INC.
December 9, 1992 - January 27, 1993
CHELSEA STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VONTOBEL SECURITIES LTD.
CRD#: 21368 / SEC#: , 8-38977
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
