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FIND A VONTOBEL SECURITIES LTD. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at VONTOBEL SECURITIES LTD.

CRD#: 21368
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VONTOBEL SECURITIES LTD. is located at Gotthardstrasse 44, Zurich, null 8002. VONTOBEL SECURITIES LTD. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VONTOBEL SECURITIES LTD.’s clients are individuals and 0% of their clients are high net worth individuals. VONTOBEL SECURITIES LTD. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VONTOBEL SECURITIES LTD. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VONTOBEL SECURITIES LTD.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VONTOBEL SECURITIES LTD.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for VONTOBEL SECURITIES LTD. Comes From

Understanding the Statistics for VONTOBEL SECURITIES LTD. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Gotthardstrasse 44, Zurich 8002
Mailing Address
66 Hudson Boulevard 34th Floor, New York, NY 10001
Firm Size
Small
Phone Number
1141 58 283 71 11
Established
since 03/11/1987
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VONTOBEL HOLDING AGOWNER
DUENKI, BEATCHIEF EXECUTIVE OFFICER6041752
GURCZYNSKI, KATHY ANNCCO2201270
SCHUEMPERLI, SUSANNECFO/FINOP5760445

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at VONTOBEL SECURITIES LTD.

KG

Kathy Ann Gurczynski

Kathy A Gurczynski Hurley
RR
CRD#: 2201270
Location:
New York, NY 10001
Company:
VONTOBEL SECURITIES LTD.
Disclosures:
Experience:
33 years
View Profile
BD

Beat Duenki

RR
CRD#: 6041752
Location:
Zurich 8002
Company:
VONTOBEL SECURITIES LTD.
Disclosures:
Experience:
13 years
View Profile
CR

Claudia Julia Ruemmelein

RR
CRD#: 6023921
Location:
Zurich 8002
Company:
VONTOBEL SECURITIES LTD.
Disclosures:
Experience:
13 years
View Profile
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