Diane T. Fernandez
Professional summary
Diane Trinidad Fernandez, who also goes by Diane M Trinidad, Diane Mariano Trinidad, is a registered financial professional currently at N.B. ZOULLAS SECURITIES, INC. located in New York, New York.
Diane is registered as a RR (Registered Representative) and started their career in finance in 1993. Diane has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Diane Trinidad Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 1994 - Present
N.B. ZOULLAS SECURITIES, INC.
Office #1: One Penn Plaza Suite 2005 20th Floor, New York, NY, 10119Office #2: One Penn Plaza Suite 2005, New York, NY 10119August 2, 1993 - February 25, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/31/2016)
(5/31/2016)
(5/31/2016)
(4/20/2016)
(5/31/2016)
(5/31/2016)
(5/31/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/4/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
N.B. ZOULLAS SECURITIES, INC.
CRD#: 29419 / SEC#: , 8-44285
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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