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FIRM PROFILE
Overview
N.B. ZOULLAS SECURITIES, INC. is located at One Penn Plaza Suite 2005, 20th Floor, New York, NY 10119 and was first established at New York, Delaware in 10/22/1991. After operating for 34 years, N.B. ZOULLAS SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of N.B. ZOULLAS SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. N.B. ZOULLAS SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at N.B. ZOULLAS SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access N.B. ZOULLAS SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at N.B. ZOULLAS SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for N.B. ZOULLAS SECURITIES, INC. Comes From
Understanding the Statistics for N.B. ZOULLAS SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Penn Plaza Suite 2005 20th Floor, New York, NY, 10119
One Penn Plaza Suite 2005 20th Floor, New York, NY, 10119
Small
(212) 350-5315
Delaware since 10/22/1991
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at N.B. ZOULLAS SECURITIES, INC.
Leslie Sue Seinfeld
Diane Trinidad Fernandez
Shih-hsuan Tina Chen
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