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GW

Gena J. Wolbrecht

CETERA INVESTMENT ADVISERS
GERMANTOWN, TN
Some features on this profile are disabled
CRD#: 2200762
GW

Professional summary

Gena Jacobs Wolbrecht, who also goes by Gena Faye Jacobs, Gena J Todd, Gena Jacobs Todd, Gena Faye Wolbrecht, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Germantown, Tennessee and CETERA INVESTMENT SERVICES LLC located in St Cloud, Minnesota.

Gena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gena has worked at 9 firms and has passed the Series 66, Series 63, Series 72, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gena Faye Jacobs | Gena J Todd | Gena Jacobs Todd | Gena Faye Wolbrecht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gena Jacobs Wolbrecht's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
GERMANTOWN, TN
Current

January 13, 2020 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 1st St S Ste 300, St Cloud, MN 56301
BD
CRD#: 15340
St Cloud, MN
Past

January 14, 2019 - September 30, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
GERMANTOWN, TN
Past

January 3, 2019 - September 30, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
GERMANTOWN, TN
Past

August 4, 2017 - November 8, 2018

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
COLLIERVILLE, TN
Past

August 3, 2017 - November 8, 2018

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
COLLIERVILLE, TN
Past

May 4, 2017 - June 2, 2017

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MEMPHIS, TN
Past

May 3, 2017 - June 2, 2017

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
MEMPHIS, TN
Past

January 21, 2014 - April 28, 2017

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MEMPHIS, TN
Past

February 7, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA
CRD#: 15340
MEMPHIS, TN
Past

February 7, 2013 - April 28, 2017

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
MEMPHIS, TN
Past

December 6, 2006 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MEMPHIS, TN
Past

August 24, 2005 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

July 7, 2004 - August 18, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

December 4, 2002 - August 22, 2003

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
MEMPHIS, TN
Past

September 4, 1998 - December 11, 2000

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

March 26, 1997 - September 4, 1998

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

February 1, 1996 - February 24, 1997

NBC CAPITAL MARKETS GROUP, INC.

BD
CRD#: 18229
MEMPHIS, TN
Past

October 17, 1994 - February 10, 1996

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

December 3, 1993 - March 28, 1994

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(1/13/2020)
IAR
Tennessee
(1/15/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/5/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/15/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/25/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Germantown, TN

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