Scott Thomas Schaul
Professional Summary
Scott Thomas Schaul is a registered financial advisor currently at N.E. PRIVATE CLIENT, LTD located in Attleboro, Massachusetts. Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, Series 62, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
N.E. PRIVATE CLIENT ADVISORS, LTD. | N.E. PRIVATE CLIENT, LTD
Contact Information
Main Address
89 N Main Street, Attleboro, MA 02703Mailing Address
89 N Main Street, Attleboro, MA 02703Phone Number
(508) 930-8434Established
Rhode Island since 08/20/2004Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANSEN, MARK RICHARD | CEO, FINOP, CCO | 2888137 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/9/2026)
(6/5/2026)
(6/8/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Thomas Schaul's CRS (Customer Relationship Summary).
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