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Robert Rainey Sellars

CRD# 2200474·Registered 1992 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Rainey Sellars, who also goes by Rainey Sellars Jr, Robert Rainey Sellars Jr, Walter Robert Sellars Jr, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 2024. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rainey Sellars Jr, Robert Rainey Sellars Jr, Walter Robert Sellars Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

FRONTIER SECURITIES·CRD# 136102
BD
Richmond, VA
April 5, 2024 - May 13, 2024
FRONTIER SECURITIES·CRD# 136102
BD
Richmond, VA
May 10, 2023 - March 29, 2024
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC·CRD# 154377
BD
Chapel Hill, NC
August 17, 2011 - February 28, 2023
ACP SECURITIES, LLC·CRD# 139049
BD
Miami, FL
September 27, 2007 - October 28, 2009
FIRST LEGACY SECURITIES, LLC·CRD# 47079
BD
Coral Gables, FL
August 15, 2005 - December 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 27, 1993 - September 22, 2003
ING BARING (U.S.) SECURITIES, INC.·CRD# 5285
BD
New York, NY
January 13, 1992 - April 8, 1993

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Current Firm

FS
FRONTIER SECURITIES

FRONTIER SECURITIES | FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: 8-66972
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3307 Church Road Suite 220, Richmond, VA 23233

Mailing Address

3307 Church Road Suite 220, Richmond, VA 23233

Phone Number

(804) 918-2368

Established

Georgia since 05/03/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS LLCMANAGING MEMBER—
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Dec 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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