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DL

David A. Laughlin

CETERA INVESTMENT ADVISERS
CLARKSVILLE, IN 47129
Some features on this profile are disabled
CRD#: 2200118
DL

Professional summary

David Andrew Laughlin, who also goes by David A Laughlin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clarksville, Indiana and CETERA INVESTMENT SERVICES LLC located in Clarksville, Indiana.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David A Laughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Laughlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 27, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 501 E Lewis And Clark Parkway, Clarksville, IN 47129
RIA
CRD#: 105644
CLARKSVILLE, IN
Current

April 27, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 501 E Lewis And Clark Parkway, Clarksville, IN 47129
BD
CRD#: 15340
CLARKSVILLE, IN
Past

November 19, 2019 - May 17, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
CLARKSVILLE, IN
Past

November 19, 2019 - May 17, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
CLARKSVILLE, IN
Past

June 22, 2018 - November 21, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Corydon, IN
Past

June 22, 2018 - November 21, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Corydon, IN
Past

December 14, 2010 - September 24, 2018

INVESTMENT PROFESSIONALS, INC.

RIA
CRD#: 30184
CLARKSVILLE, IN
Past

December 14, 2010 - September 24, 2018

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
CLARKSVILLE, IN
Past

February 3, 2005 - December 23, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
LOUISVILLE, KY
Past

February 1, 2005 - December 23, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
LOUISVILLE, KY
Past

January 1, 2001 - December 31, 2004

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LOUISVILLE, KY
Past

August 5, 1997 - January 24, 2005

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

July 18, 1997 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 6, 1995 - August 9, 1996

FFP SECURITIES, INC.

BD
CRD#: 16337
CHESTERFIELD, MO
Past

April 7, 1994 - August 7, 1995

PNC BROKERAGE CORP

BD
CRD#: 34671
PITTSBURGH, PA
Past

December 10, 1993 - March 16, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

December 10, 1993 - March 16, 1994

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

December 19, 1991 - November 11, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

December 19, 1991 - November 11, 1993

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(4/27/2026)
RR
Florida
(4/27/2026)
RR
Indiana
(4/27/2026)
IAR
Indiana
(4/27/2026)
RR
Kentucky
(4/27/2026)
RR
Michigan
(4/27/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/16/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/31/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/18/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/2/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/6/1999
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Clarksville, IN 47129

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