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Darnell Anthony Deans

CRD# 2200059·Registered 1992 - 2016
Barred: Darnell Anthony Deans was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Darnell Anthony Deans was a registered financial advisor. Darnell was a previously registered financial professional and started their career in finance 1992 - 2016. Darnell had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
New York, NY
June 27, 2014 - January 15, 2016
JOHN CARRIS INVESTMENTS LLC·CRD# 145767
BD
New York, NY
January 14, 2014 - June 1, 2014
GARDEN STATE SECURITIES, INC.·CRD# 10083
BD
New York, NY
January 4, 2005 - November 26, 2013
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 2, 2002 - January 7, 2005
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
September 28, 1998 - January 2, 2002
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
June 1, 1995 - October 5, 1998
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
February 3, 1995 - June 13, 1995
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
September 20, 1993 - March 4, 1996
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
April 13, 1992 - September 20, 1993
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
January 30, 1992 - April 22, 1992

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Current Firm

BC
BLACKBOOK CAPITAL, LLC

BLACKBOOK CAPITAL LLC | PHOENIX SECURITIES, INC. | FRANKLIN CHRISTOPHER INVESTMENTS LLC | FRANKLIN CHRISTOPHER INVESTMENT BANKERS, INC. | ET SECURITIES, INC. | BLACKBOOK CAPITAL, LLC | BLACKBOOK CAPITAL, INC.

CRD#: 123234 / SEC#: 8-65577
BD
Terminated by SEC on 08/20/2016

Contact Information

Established

Delaware since 11/10/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OGELE, FRANKLIN IHENDUCEO, PRESIDENT, FINOP, CCO2197820
APEX HOMES, INCMEMBER—

Disclosures

Regulatory Event

4

Arbitration

1

Judgment/Lien

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Oct 2000About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jul 2000About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Feb 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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