Laura K. Hunsicker
Professional summary
Laura Katherine Hunsicker, who also goes by Laura Katherine Havener, Laurie Havener, Laurie Havener Hunsicker, Laurie Hunsicker, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Costa Mesa, California.
Laura is registered as a RR (Registered Representative) and started their career in finance in 1992. Laura has worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Katherine Hunsicker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2023 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 3090 Bristol Street Suite 400, Costa Mesa, CA 92626February 3, 2014 - May 11, 2023
COMPASS POINT RESEARCH & TRADING, LLC
June 18, 2008 - February 6, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 11, 1992 - September 6, 2007
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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