Vincent G. Curatola

THE BENCHMARK COMPANY

New York, NY 10155

Some features on this profile are disabled

CRD#: 2199792

Professional summary

Vincent Gerard Curatola, who also goes by VInce Curatola, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1992. Vincent has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vince Curatola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Gerard Curatola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2024 - Present

THE BENCHMARK COMPANY, LLC

Office #1: 150 E 58th Street 17th Floor, New York, NY 10155

CRD#: 22982

New York, NY

Past

May 20, 2022 - May 24, 2023

D. BORAL CAPITAL

CRD#: 103792

NEW YORK, NY

Past

August 17, 2009 - June 10, 2022

THE BENCHMARK COMPANY, LLC

CRD#: 22982

West Allis, WI

Past

June 24, 2005 - May 2, 2009

STERNE, AGEE & LEACH, INC.

CRD#: 791

MILWAUKEE, WI

Past

December 7, 2001 - June 16, 2005

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

May 10, 2001 - November 8, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

November 23, 1999 - April 5, 2001

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 20, 1998 - November 22, 1999

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

April 21, 1992 - September 23, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 21, 1992 - September 23, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/16/2024)

Massachusetts
(7/17/2024)

Michigan
(5/16/2024)

Wisconsin
(5/16/2024)

Exams

State Security Law Exam

Series 63

Date: 1/31/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/10/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1992

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

THE BENCHMARK COMPANY, LLC

BENCHMARK-PELLINORE GROUP, INC. | THE BENCHMARK COMPANY, LLC | THE BENCHMARK COMPANY, INC. | PELLINORE SECURITIES CORP.

CRD#: 22982 / SEC#: , 8-40081

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

150 E 58th Street 17th Floor, New York, NY 10155

Mailing Address

150 E 58th Street 17th Floor, New York, NY 10155

Phone number

(212) 312-6700

Established

Delaware since 02/21/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEX GROUP INC.	OWNER
HASSON, KIM-MARIE	CCO/AML COMPLIANCE OFFICER	4021977
MESSINA, RICHARD	PRESIDENT	1361661
SCHIRRIPA, THOMAS N	CFO/FINOP/PFO/POO	2231180

Disclosures

Regulatory Event	17
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vincent G. Curatola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Gerard Curatola's CRS (Customer Relationship Summary).

Certified licenses

Experience

D. BORAL CAPITAL

THE BENCHMARK COMPANY, LLC

STERNE, AGEE & LEACH, INC.

HILLTOP SECURITIES INC.

TUCKER ANTHONY INCORPORATED

HORNOR, TOWNSEND & KENT, LLC

CADARET, GRANT & CO., INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1992

Series 79TO

Date: 8/10/2020

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1992

FINRA

Nasdaq Stock Market

Current Firm

THE BENCHMARK COMPANY, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE BENCHMARK COMPANY, LLC

TRUST BUT VERIFY

Similar Advisors