Todd R. Yarbrough
Professional summary
Todd Ray Yarbrough, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Muncie, Indiana and CETERA INVESTMENT SERVICES LLC located in Muncie, Indiana.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Todd has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Ray Yarbrough's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
January 5, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 200 E Jackson Street, Muncie, IN 47305January 3, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 200 East Jackson Street, Muncie, IN 47305August 24, 2021 - December 14, 2021
PRINCIPAL SECURITIES, INC.
July 5, 2011 - December 31, 2020
LPL FINANCIAL LLC
September 9, 2009 - December 31, 2020
LPL FINANCIAL LLC
May 15, 2006 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
May 15, 2006 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
October 31, 2005 - May 24, 2006
OSAIC SERVICES, INC.
July 6, 1998 - October 31, 2005
SUNAMERICA SECURITIES, INC.
October 11, 1995 - July 7, 1998
LPL FINANCIAL LLC
July 24, 1995 - October 2, 1995
TD AMERITRADE, INC.
November 23, 1992 - June 30, 1995
EDWARD JONES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2022)
(4/26/2022)
(11/8/2023)
(1/12/2022)
(3/1/2022)
(3/1/2022)
(1/3/2022)
(1/5/2022)
(3/1/2022)
(5/11/2022)
(10/4/2023)
(3/28/2023)
(12/1/2023)
(2/1/2022)
(3/1/2022)
(2/6/2025)
(3/1/2022)
(2/5/2025)
(3/1/2022)
(3/1/2022)
(1/11/2023)
(3/1/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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