Andre A. Hakkak

WHITE OAK MERCHANT PARTNERS LLC

San Francisco, CA 94111

Some features on this profile are disabled

CRD#: 2198641

Professional summary

Andre Amin Hakkak, who also goes by Andre A Hakkak, Amin Andre Hakkak, is a registered financial professional currently at WHITE OAK MERCHANT PARTNERS LLC located in San Francisco, California.

Andre is registered as a RR (Registered Representative) and started their career in finance in 1992. Andre has worked at 7 firms and has passed the Series 63, Series 62, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andre A Hakkak | Amin Andre Hakkak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andre Amin Hakkak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2010 - Present

WHITE OAK MERCHANT PARTNERS LLC

Office #1: 3 Embarcadero Center Suite 540, San Francisco, CA 94111Office #2: 1441 Brickell Ave Suite 1011, Miami, FL 33131

CRD#: 140142

San Francisco, CA

Past

September 24, 2007 - April 29, 2010

WESTON FINANCIAL SERVICES LLC

CRD#: 117946

SAN FRANSISCO, CA

Past

August 12, 2005 - February 24, 2006

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

BIRMINGHAM, AL

Past

April 19, 2004 - December 31, 2005

ALPINE GLOBAL INVESTMENTS, INC.

RIA

CRD#: 129670

SAN FRANCISCO, CA

Past

May 30, 2002 - August 28, 2003

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

September 9, 1997 - December 17, 1999

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

August 28, 1995 - January 15, 1996

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

Past

July 10, 1992 - July 31, 1995

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/20/2010)

Florida
(11/7/2018)

New York
(10/2/2018)

Texas
(1/2/2019)

Exams

State Security Law Exam

Series 63

Date: 1/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WHITE OAK MERCHANT PARTNERS LLC

ACCENT CAPITAL ADVISORS, L.L.C. | WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142 / SEC#: , 8-67283

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Embarcadero Center Suite 540, San Francisco, CA 94111

Mailing Address

3 Embarcadero Center Suite 540, San Francisco, CA 94111

Phone number

(415) 644-4100

Established

California since 12/05/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WHITE OAK FINANCIAL, LLC	SOLE SHAREHOLDER OF REGISTRANT
HAKKAK, ANDRE AMIN	CHIEF COMPLIANCE OFFICER	2198641
HAKKAK, ANDRE AMIN	CHIEF EXECUTIVE OFFICER AND MEMBER	2198641
ROMERO, MONIQUE	FINOP	6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

Jason Fang

TERRAFIRMA WEALTH PARTNERS

IAR

WALNUT CREEK, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andre A. Hakkak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andre Amin Hakkak's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTON FINANCIAL SERVICES LLC

AURA FINANCIAL SERVICES, INC.

ALPINE GLOBAL INVESTMENTS, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

ROBERTSON, STEPHENS & COMPANY LLC

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/1992

Series 62

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/8/1992

Series 24

Date: 1/2/2023

FINRA

Current Firm

WHITE OAK MERCHANT PARTNERS LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WHITE OAK MERCHANT PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors