Lynnwood Jen
Professional Summary
Lynnwood Jen is a registered financial advisor currently at ACE DIVERSIFIED CAPITAL, INC. located in San Gabriel, California. Lynnwood is registered as a RR (Registered Representative) and started their career in finance in 1995. Lynnwood has worked at 3 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
ACE DIVERSIFIED CAPITAL, INC.
Contact Information
Main Address
923 East Valley Blvd., Suite 213, San Gabriel,, CA 91776Mailing Address
923 East Valley Blvd., Suite 213, San Gabriel,, CA 91776Phone Number
(626) 307-8300Established
California since 07/31/1996Firm Type
CorporationFiscal Year End
JulyFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/12/1997)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lynnwood Jen's CRS (Customer Relationship Summary).
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