Christopher C. Marx

MAN INVESTMENTS

New York, NY 10105

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CRD#: 2198205

Professional summary

Christopher Charles Marx is a registered financial professional currently at MAN INVESTMENTS INC. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Charles Marx's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2024 - Present

MAN INVESTMENTS INC.

Office #1: 1345 Avenue Of The Americas 21st Floor, New York, NY 10105

CRD#: 15770

New York, NY

Past

June 30, 2016 - April 3, 2024

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

New York, NY

Past

September 16, 2015 - April 3, 2024

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

NEW YORK, NY

Past

February 14, 2011 - August 28, 2015

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

June 3, 2010 - February 14, 2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

March 5, 1994 - April 10, 1996

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

March 5, 1994 - March 28, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

January 5, 1993 - March 1, 1994

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

February 4, 1992 - May 21, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/9/2024)

Alaska
(5/14/2024)

Arizona
(5/9/2024)

Arkansas
(5/9/2024)

California
(4/30/2024)

Colorado
(4/30/2024)

Connecticut
(5/1/2024)

Delaware
(5/15/2024)

District of Columbia
(4/30/2024)

Florida
(4/30/2024)

Georgia
(5/2/2024)

Hawaii
(5/10/2024)

Idaho
(5/3/2024)

Illinois
(5/13/2024)

Indiana
(5/13/2024)

Iowa
(5/2/2024)

Kansas
(5/3/2024)

Kentucky
(5/21/2024)

Louisiana
(4/30/2024)

Maine
(4/30/2024)

Maryland
(4/30/2024)

Massachusetts
(4/30/2024)

Michigan
(5/10/2024)

Minnesota
(5/9/2024)

Mississippi
(5/9/2024)

Missouri
(5/2/2024)

Montana
(5/2/2024)

Nebraska
(4/30/2024)

Nevada
(5/9/2024)

New Hampshire
(5/9/2024)

New Jersey
(5/9/2024)

New Mexico
(5/13/2024)

New York
(5/9/2024)

North Carolina
(4/30/2024)

North Dakota
(5/13/2024)

Ohio
(4/30/2024)

Oklahoma
(5/14/2024)

Oregon
(5/3/2024)

Pennsylvania
(5/1/2024)

Rhode Island
(5/1/2024)

South Carolina
(5/14/2024)

South Dakota
(5/21/2024)

Tennessee
(5/10/2024)

Texas
(4/30/2024)

Utah
(4/30/2024)

Vermont
(5/9/2024)

Virginia
(5/9/2024)

Washington
(5/9/2024)

West Virginia
(5/9/2024)

Wisconsin
(5/2/2024)

Wyoming
(5/9/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/10/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/31/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/9/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/12/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/3/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/20/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MAN INVESTMENTS INC.

CRD#: 15770 / SEC#: , 8-32575

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 21st Floor, New York, NY 10105

Phone number

(212) 649-6600

Established

New York since 07/12/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MAN INVESTMENTS HOLDINGS INC.	SHAREHOLDER
HEISKELL, GROVER LEE III	VICE PRESIDENT AND DIRECTOR	2886606
KILLARD, MICHELLE AMY	FINOP	6582751
LE GALL, NADINE	CHIEF COMPLIANCE OFFICER	4358239
PHILLIPS, MEAGAN PEARL SMOODY	PRESIDENT AND DIRECTOR	5862754

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Christopher C. Marx

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Charles Marx's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

PIMCO INVESTMENTS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

VAN ECK SECURITIES CORPORATION

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2016

Series 66

Date: 6/10/2010

Series 63

Date: 3/31/1992

SIE

Date: 10/1/2018

Series 3

Date: 12/9/2010

Series 7

Date: 10/12/1994

Series 6

Date: 2/3/1992

Series 24

Date: 9/20/2016

FINRA

Current Firm

MAN INVESTMENTS INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MAN INVESTMENTS INC.

TRUST BUT VERIFY

Contact information

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