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PW

Pennye J. Wilkerson

HOME FINANCIAL SERVICES
Knoxville, TN 37902
Some features on this profile are disabled
CRD#: 2198125
PW

Professional summary

Pennye June Wilkerson, who also goes by Pennye June Parker, is a registered financial professional currently at HOME FINANCIAL SERVICES, INC. located in Knoxville, Tennessee.

Pennye is registered as a RR (Registered Representative) and started their career in finance in 1992. Pennye has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pennye June Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pennye June Wilkerson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 1992 - Present

HOME FINANCIAL SERVICES, INC.

Office #1: 507 Market Street, Knoxville, TN 37902Office #2: 507 Market Street, Knoxville, TN 37902
BD
CRD#: 14716
Knoxville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(3/12/1992)

Exams

State Security Law Exam
RR
Series 63
Date: 3/9/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/28/1992
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HF
HOME FINANCIAL SERVICES, INC.
HOME FINANCIAL SERVICES, INC.

CRD#: 14716 / SEC#: , 8-31049

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
507 Market Street, Knoxville, TN 37902
Mailing Address
507 Market Street, Knoxville, TN 37902
Phone number
(865) 544-3890
Established
Tennessee since 12/01/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

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Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOME FEDERAL BANK OF TENNESSEEOWNER
KINCER, MITCHELL RAYPRESIDENT4462558
LACEY, JOHN WILLIAM IIIBOARD MEMBER/DIRECTOR6861426
OGLE, JACOB LONASBOARD MEMBER/DIRECTOR7506864
REID, AVICE EVANSBOARD MEMBER/DIRECTOR6861435
REYNOLDS, DAVID JOSEPHBOARD MEMBER/DIRECTOR6860286
SHAFER, ALEXANDER CHRISTIANBOARD MEMBER/DIRECTOR6861417
STOWERS, HARRY WESLEY JRBOARD MEMBER/DIRECTOR7074328
WILKERSON, PENNYE JUNEASSISTANT VICE PRESIDENT, CCO & CFO/FINOP2198125

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOME FINANCIAL SERVICES, INC.

CRD#: 14716Knoxville, TN 37902

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