Mark K. Sachse

ACCESS FINANCIAL GROUP

Mount Vernon, TX

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CRD#: 2198070

Professional summary

Mark Kevin Sachse, who also goes by Mark Sachse, is a registered financial advisor currently at ACCESS FINANCIAL GROUP, INC. located in Mount Vernon, Texas and ACCESS FINANCIAL GROUP, LLC located in Mount Vernon, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 8 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Sachse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ACCESS FINANCIAL GROUP, INC; INVESTMENT RELATED; 1981 COUNTY ROAD SE 4250, MOUNT VERNON, TX 75457; REGISTERED INVESTMENT ADVISORY; CEO/OWNER; 10/16/2017-PRESENT; 125 HRS/MTH; 5 DURING TRADING HRS; RECRUITING & GROWING EXISTING BOOK. 2. ACCESS FINANCIAL GROUP, LLC; INVESTMENT RELATED; 1981 COUNTY ROAD SE 4250, MOUNT VERNON, TX 75457; REGISTERED INVESTMENT ADVISORY; CEO; 10/2020-PRESENT. 3. INFO ACCESS, INC - NOT INVESTMENT RELATED; 1981 COUNTY ROAD SE 4250, MOUNT VERNON, TX 75457; OWNER/INDEPENDENT INSURANCE AGENT; SINCE 10/2017; 2 HOURS PER MONTH DEVOTED TO THIS BUSINESS; ZERO HOURS DURING SECURITIES TRADING HOURS. 4. ESTATE PLANNING DESIGNS, LLC; NOT INVESTMENT RELATED; 1981 COUNTY ROAD SE 4250, MOUNT VERNON, TX 75457; OWNER/ADMINISTRATIVE DUTIES; SINCE 10/2017; 1 HOUR PER MONTH DEVOTED TO THIS BUSINESS; ZERO HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Kevin Sachse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2018 - Present

ACCESS FINANCIAL GROUP, INC.

RIA

CRD#: 290722

Mount Vernon, TX

Current

February 13, 2021 - Present

ACCESS FINANCIAL GROUP, LLC

Office #1: 1981 County Road Se 4250, Mount Vernon, TX 75457

RIA

CRD#: 312084

Mount Vernon, TX

Past

October 30, 2017 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mt. Vernon, TX

Past

August 24, 2012 - October 30, 2017

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

DALLAS, TX

Past

August 24, 2012 - October 30, 2017

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

DALLAS, TX

Past

January 23, 2002 - August 28, 2012

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

DALLAS, TX

Past

January 23, 2002 - August 28, 2012

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

March 2, 1998 - January 31, 2002

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

July 17, 1997 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/8/2020)

IAR

Louisiana
(1/10/2022)

IAR

Oklahoma
(6/28/2018)

IAR

Texas
(11/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/29/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/19/2003

General Securities Sales Supervisor - Options Module Examination

Current Firm

ACCESS FINANCIAL GROUP, LLC

CRD#: 312084 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/10/2022 Approved)

Nebraska

Registered Investment Advisory firm - (12/19/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/23/2021 Approved)

Texas

Registered Investment Advisory firm - (12/13/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1981 County Road Se 4250, Mount Vernon, TX 75457

Mailing Address

Po Box 1108, Mount Vernon, TX 75457

Phone number

(903) 609-3313

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 34,238,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark K. Sachse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Kevin Sachse's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCESS FINANCIAL GROUP, LLC

PURSHE KAPLAN STERLING INVESTMENTS

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1997

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/16/1997

Series 10

Date: 5/29/2003

Series 9

Date: 3/19/2003

Current Firm

ACCESS FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACCESS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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