Todd D. Coleman
Professional summary
Todd Douglas Coleman is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1992. Todd has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Douglas Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 22 Vanderbilt Avenue 20th Floor, New York, NY 10017March 29, 2017 - April 16, 2024
COWEN AND COMPANY
June 24, 2010 - July 1, 2016
PIPER SANDLER & CO.
February 27, 2004 - May 1, 2009
JEFFERIES LLC
January 29, 2004 - February 27, 2004
BROADVIEW INTERNATIONAL LLC
April 17, 2000 - September 17, 2002
ROBERTSON STEPHENS, INC.
November 3, 1998 - April 5, 2000
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
February 17, 1992 - June 9, 1993
PEERS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| ORTIZ, JORGE LUIS | FINANCIAL & OPERATIONS PRINCIPAL | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| WONG, KRISTIE | CHIEF FINANCIAL OFFICER | 4725261 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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