Marcantonio M. Antamoro

ALPHA

New York, NY 10005-1304

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CRD#: 2197272

Professional summary

Marcantonio Massimo Antamoro is a registered financial advisor currently at ALPHA located in New York, New York.

Marcantonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Marcantonio has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcantonio Massimo Antamoro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2021 - Present

ALPHA

Office #1: 40 Wall Street 28th Floor, New York, NY, 10005-1304

RIA

CRD#: 313285

New York, NY

Past

May 19, 2005 - May 17, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

April 20, 1992 - May 17, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA

ALPHA | ALPHA RIA LLC

CRD#: 313285 / SEC#: 801-121176

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1992

General Securities Representative Examination

Current Firm

ALPHA

ALPHA | ALPHA RIA LLC

CRD#: 313285 / SEC#: 801-121176

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

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Contact information

Main Address

40 Wall Street 28th Floor, New York, NY, 10005-1304

Mailing Address

Phone number

(212) 933-9301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHA FIRM BROCHURE - FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 54,462,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Marcantonio M. Antamoro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcantonio Massimo Antamoro's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALPHA

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2021

Series 63

Date: 5/14/1992

SIE

Date: 5/17/2016

Series 7

Date: 4/17/1992

Current Firm

ALPHA

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA

TRUST BUT VERIFY

Contact information

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