Walter Kulp

FORESIDE FUND SERVICES

Birmingham, MI 48009

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CRD#: 2197226

Professional summary

Walter Kulp, CIMA®, who also goes by Walter Philip Kulp, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Birmingham, Michigan.

Walter is registered as a RR (Registered Representative) and started their career in finance in 1992. Walter has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Walter Philip Kulp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. For Pete's Sake Cancer Respite Foundation; non-investment related, Plymouth Meeting, PA, Began 01/01/2012; Charity provides respite vacations for adult cancer patients, Advanced Committee Member, Work towards long term endowment and planned giving to the charity; less than 2 hours a month no hours during securities trading hours. 2. Belle Haven Country Club, Alexandria, VA; non-investment related, began 09/01/2012; Country Club; Membership Committee Member; monthly membership meeting - vote on new members who want to join the club; 2 hours per month zero hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Walter Kulp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

December 22, 2023 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 390 Park Street Suite 250, Birmingham, MI 48009

CRD#: 46106

Birmingham, MI

Past

July 17, 2019 - December 31, 2022

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

Alexandria, VA

Past

July 17, 2019 - December 31, 2022

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

February 28, 2017 - July 16, 2019

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

February 24, 2017 - July 15, 2019

STERLING CAPITAL MANAGEMENT LLC

RIA

CRD#: 135405

Charlotte, NC

Past

September 12, 2012 - March 16, 2015

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

January 21, 2011 - March 16, 2015

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

June 21, 2010 - December 17, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

October 23, 2009 - December 17, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 15, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 11, 2005 - July 30, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

May 27, 2004 - July 30, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

January 1, 2003 - March 22, 2004

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

October 24, 2001 - January 1, 2003

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

January 6, 1992 - September 14, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(1/2/2024)

District of Columbia
(12/22/2023)

Maryland
(1/2/2024)

Virginia
(12/22/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walter Kulp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Walter Kulp's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

STERLING CAPITAL DISTRIBUTORS, LLC

STERLING CAPITAL MANAGEMENT LLC

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BACAP DISTRIBUTORS, LLC

STEPHENS

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2005

Series 63

Date: 1/8/1992

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2004

Series 6

Date: 12/24/1991

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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