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PO

Philip J. Owens

FIRST LIBERTIES FINANCIAL
TAMPA, FL 33602
Some features on this profile are disabled
CRD#: 2197083
PO

Professional summary

Philip James Owens is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida.

Philip is registered as a RR (Registered Representative) and started their career in finance in 1993. Philip has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Philip James Owens's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2024 - Present

FIRST LIBERTIES FINANCIAL

Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602
BD
CRD#: 14432
TAMPA, FL
Past

November 24, 2022 - October 11, 2023

MORGAN STANLEY

BD
CRD#: 149777
Palm Beach, FL
Past

January 3, 2017 - December 9, 2022

FIRST LIBERTIES FINANCIAL

BD
CRD#: 14432
Jupiter, FL
Past

March 8, 2012 - January 3, 2017

SENTINEL BROKERS COMPANY, INC.

BD
CRD#: 40305
JUPITER, FL
Past

March 13, 2007 - March 15, 2012

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEEHAWKEN, NJ
Past

September 21, 2006 - March 15, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

February 24, 2005 - September 13, 2006

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
NEW YORK, NY
Past

February 25, 2003 - February 9, 2005

MUNICIPAL PARTNERS, LLC

BD
CRD#: 119992
NEW YORK, NY
Past

March 21, 1997 - February 12, 2003

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
NEW YORK, NY
Past

May 18, 1994 - January 27, 1997

J.J. KENNY DRAKE, INC.

BD
CRD#: 7118
NEW YORK, NY
Past

March 31, 1994 - May 2, 1994

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

November 24, 1993 - May 2, 1994

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/30/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 3/30/1994
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FL
FIRST LIBERTIES FINANCIAL
FIRST LIBERTIES FINANCIAL | FIRST LIBERTIES SECURITIES,INC. | FIRST LIBERTIES SECURITIES, INC.

CRD#: 14432 / SEC#: , 8-30673

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2915 N. Boulevard Suite A, Tampa, FL 33602
Mailing Address
2915 N. Boulevard Suite A, Tampa, FL 33602
Phone number
(917) 639-5451
Established
New York since 10/12/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PELION FINANCIAL GROUP, INC.OWNER
BERGMAN, HILARY GUYDIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER1834738

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST LIBERTIES FINANCIAL

CRD#: 14432Tampa, FL 33602

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