DS
David M. Siegel
TWO SIGMA SECURITIES
New York, NY 10013
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CRD#: 2197031
DS
Professional summary
David Mark Siegel, who also goes by David Siegel, is a registered financial professional currently at TWO SIGMA SECURITIES, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2017. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
David Siegel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Mark Siegel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2017 - Present
TWO SIGMA SECURITIES, LLC
Office #1: 100 Avenue Of The Americas 2nd Floor, New York, NY 10013BD
CRD#: 148960
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
New York Stock Exchange
Current Firm
TS
TWO SIGMA SECURITIES, LLC
SOHO SECURITIES, LLC | TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013
Mailing Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013
Phone number
(212) 625-5700
Established
Delaware since 10/03/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
