Richard L. Hill

HARDY REED

TUPELO, MS 38804

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CRD#: 2197018

Professional summary

Richard Lee Hill, CFP®, who also goes by Rick Hill, is a registered financial advisor currently at HARDY REED, LLC located in Tupelo, Mississippi.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. HILL IS A HIGH SCHOOL FOOTBALL OFFICIAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Hill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 25, 2006 - Present

HARDY REED, LLC

Office #1: 101 S. Front Street, Tupelo, MS 38804

RIA

CRD#: 141024

TUPELO, MS

Past

July 20, 2006 - August 25, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

TUPELO, MS

Past

November 30, 2000 - August 25, 2006

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

TUPELO, MS

Past

February 14, 2000 - November 30, 2000

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

April 20, 1999 - February 14, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 18, 1995 - June 8, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 15, 1995 - June 8, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

March 24, 1992 - November 28, 1995

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARDY REED, LLC

CRD#: 141024 / SEC#: 801-66976

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(8/25/2006)

IAR

Texas
(3/26/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/1992

General Securities Representative Examination

Current Firm

HARDY REED, LLC

CRD#: 141024 / SEC#: 801-66976

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

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Contact information

Main Address

101 S. Front Street, Tupelo, MS 38804

Mailing Address

P.o. Box 437, Tupelo, MS 38802-0437

Phone number

(662) 823-4722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARDY REED FORM ADV PART 2A BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	365
AUM (Assets Under Management)	$ 2,357,448,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard L. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Lee Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

HARDY REED, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2006

Series 63

Date: 4/7/1992

Series 7

Date: 3/23/1992

Current Firm

HARDY REED, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARDY REED, LLC

TRUST BUT VERIFY

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