Daniel G. Schorgl
Professional summary
Daniel Gerard Schorgl, who also goes by Dan Schorgl, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1992. Daniel has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Gerard Schorgl's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 9, 2010 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
September 16, 2005 - December 4, 2009
KESTRA INVESTMENT SERVICES, LLC
July 11, 2003 - September 20, 2005
OSAIC FS, INC.
April 3, 2003 - July 15, 2003
LOCUST STREET SECURITIES, INC.
August 29, 2000 - April 2, 2003
HORNOR, TOWNSEND & KENT, LLC
January 25, 1995 - September 27, 2000
PRINCIPAL SECURITIES, INC.
January 6, 1992 - December 20, 1994
BMA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2013)
(1/15/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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