JG
Jeffrey A. Garland
SB ADVISORY
Sacramento, CA
Some features on this profile are disabled
CRD#: 2196518
JG
Professional summary
Jeffrey Alonzo Garland is a registered financial advisor currently at SB ADVISORY, LLC located in Sacramento, California and SAN BLAS SECURITIES LLC located in Sacremento, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VISION UNLIMITED- HELPING MENTALLY ILL AND DRUG DEPENDENT PEOPLE AND FAMILIES - VICE CHAIRMAN - 1% TIME SPENT INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2006 - LOCATED AT 1375 EXPOSITION BLVD STE 201, SACRAMENTO, CA 95815 INVESTMENT ADVISORY - SECURITIES AMERICA ADVISORS - IAR - INVESTMENT RELATED - START DATE: 05/2013 - LOCATED AT 1375 EXPOSITION BLVD STE 201, SACRAMENTO, CA 95815 GARLAND INVESTMENTS POSITION: Investment Advisor Representative NATURE: INVESTMENT ADVISORY - SECURITIES AMERICA ADVISORS - IAR - INVESTMENT RELATED - START DATE: 05/2013 - LOCATED AT 1375 EXPOSITION BLVD STE 201, SACRAMENTO, CA 95815 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2013 ADDRESS: 1375 Exposition Blvd #201, Sacramento CA 95815, United States DESCRIPTION: We offer full Service, comprehensive Investment Advisory and Wealth Management Services provided to clients in their best interests'. This includes both Investment and Portfolio Management as well as comprehensive Financial Planning Services for our clients. From the Investment and Portfolio Management side, at our core of our wealth management strategy is the management of the portfolio. We utilize a modern, academic based approach to portfolio construction where we work with our help choose an asset allocation with the optimal blend of growth and income, depending on overall risk profile, goals, and financial circumstances. We continue to work with our clients and their portfolios with ongoing portfolio monitoring and periodic rebalancing to make sure that the clients are on track to meet their goals. From the Financial Planning side, we work with our clients on an ongoing basis to identify their financial goals, understand their current financial situation and help develop a strategic plan of action towards achieving long term financial goals. This includes a comprehensive framework for our clients to use to make smarter money decisions--decision that allow them to create, grow, and keep more of their wealth. GARLAND INVESTMENTS POSITION: Insurance Agent NATURE: As part of comprehensive financial planning we conduct a risk analysis of clients' current insurance coverages and evaluate any potential risk exposures that may be present for the client. If there is a certain risk exposure that we can help mitigate or problem we can help solve through insurance, we utilize insurance to benefit the client. Furthermore, we continuously review our clients' insurance coverages and risk exposures to make sure that they remain adequately covered as their lives and their needs change INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 40 START DATE: 05/13/2013 ADDRESS: 1375 Exposition Blvd #201, Sacramento CA 95815, United States DESCRIPTION: As part of comprehensive financial planning we conduct a risk analysis of clients' current insurance coverages and evaluate any potential risk exposures that may be present for the client. If there is a certain risk exposure that we can help mitigate or problem we can help solve through insurance, we utilize insurance to benefit the client. Furthermore, we continuously review our clients' insurance coverages and risk exposures to make sure that they remain adequately covered as their lives and their needs change VISIONS UNLIMITED POSITION: Board member NATURE: To administer assistance to the mentally ill and drug dependent individuals and families of South Sacramento INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2013 ADDRESS: 6833 Stockton Blvd, Sacramento CA 95823, United States DESCRIPTION: AS a board member I make and vote on operational issues brought to me by the director or other board members.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alonzo Garland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2022 - Present
SB ADVISORY, LLC
RIA
CRD#: 154680
Sacramento, CA
Current
April 7, 2021 - Present
SAN BLAS SECURITIES LLC
BD
CRD#: 290605
Sacremento, CA
Past
March 30, 2020 - March 26, 2021
INFINITY FINANCIAL SERVICES ADVISORY
RIA
CRD#: 304981
CITRUS HEIGHTS, CA
Past
March 3, 2020 - March 26, 2021
INFINITY FINANCIAL SERVICES
BD
CRD#: 144302
CITRUS HEIGHTS, CA
Past
May 7, 2013 - March 5, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SACRAMENTO, CA
Past
May 6, 2013 - March 5, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
SACRAMENTO, CA
Past
November 18, 2008 - May 7, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
ROSEVILLE, CA
Past
November 17, 2008 - May 7, 2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ROSEVILLE, CA
Past
January 1, 2008 - November 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SACRAMENTO, CA
Past
January 1, 2008 - November 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SACRAMENTO, CA
Past
March 29, 2001 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SACRAMENTO, CA
Past
October 13, 1997 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.
CRD#: 154680 / SEC#: 801-77380
RIA
Registered Investment Advisory firm - (12/4/2012 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)California
Registered Investment Advisory firm - (12/31/2012 Terminated)Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/7/2021)
RR
California(4/7/2021)
IAR
California(7/5/2022)
RR
Florida(4/7/2021)
IAR
Florida(9/2/2022)
RR
Michigan(4/7/2021)
RR
North Carolina(7/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.
CRD#: 154680 / SEC#: 801-77380
RIA
Registered Investment Advisory firm - (12/4/2012 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)California
Registered Investment Advisory firm - (12/31/2012 Terminated)Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184
Mailing Address
Phone number
(404) 704-0406
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,540 |
| AUM (Assets Under Management) | $ 404,771,341 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
