James E. Purnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edgar Purnell, who also goes by James E Purnell, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2010 - November 25, 2014
KENMAR SECURITIES, L.P.
April 27, 2001 - June 17, 2008
COMMERZ MARKETS LLC
January 9, 2001 - April 19, 2001
SWISS RE CAPITAL MARKETS CORPORATION
January 30, 2000 - March 21, 2000
NATIXIS SECURITIES NORTH AMERICA INC.
October 12, 1995 - October 23, 1995
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
KENMAR SECURITIES, L.P.
CRD#: 29375 / SEC#: , 8-44281
Contact information
Documents
Red Flags
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