Paul J. Bates
Professional summary
Paul Jeffery Bates, who also goes by Paul Jeffrey Bates, is a registered financial professional currently at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Jeffery Bates's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2017 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253September 5, 2017 - December 31, 2023
CAPE INVESTMENT ADVISORY, INC.
July 19, 2010 - May 1, 2017
PLANMEMBER SECURITIES CORPORATION
January 7, 2009 - May 1, 2017
PLANMEMBER SECURITIES CORPORATION
April 1, 2005 - December 31, 2008
CBIZ FINANCIAL SOLUTIONS, INC.
June 7, 2000 - April 1, 2005
NATIONAL PLANNING CORPORATION
November 21, 1994 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 7, 1993 - December 16, 1993
WS GRIFFITH SECURITIES, INC.
December 11, 1991 - June 7, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2017)
(5/5/2017)
(6/1/2017)
Exams
FINRA
Current Firm
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388 / SEC#: , 8-21584
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES, INC. | OWNER | |
| CIANTRO, PHILIP | FINOP | 2350685 |
| FAULK, RACHEL | CHIEF COMPLIANCE OFFICER | 7712313 |
| MAY, JAMES DAVID | VP OF REPRESENTATIVE AND CLIENT RELATIONS | 1601422 |
| WEBB, JAMES RANDALL | CEO | 2089446 |
| WEBB, JAMES RANDALL | CHIEF OPERATIONS OFFICER | 2089446 |
| WEBB, JAMES RANDALL | PRESIDENT | 2089446 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CRD#: 7388Mcdonough, GA 30253TRUST BUT VERIFY
Monitor Paul Bates
Get automatic monthly alerts on:
