TM
Timothy J. Moran
AMERITAS ADVISORY SERVICES
Memphis, TN 38120
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CRD#: 2194769
TM
Professional summary
Timothy Joseph Moran, who also goes by Tim Moran, Timothy J Moran, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Memphis, Tennessee and AMERITAS INVESTMENT COMPANY, LLC located in Memphis, Tennessee.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Moran | Timothy J Moran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *THE MORAN COMPANY; SAME AS BRANCH; INV REL; LIFE INSURANCE SALES; PRESIDENT; START DATE=12/2008; HRS/MO=200; TRADING HRS/MO=160; OFFER FINANCIAL PRODUCTS TO PROSPECTIVE CLIENTS; *UCL FINANCIAL GROUP, LLC; INV REL; SAME AS BRANCH; SALE OF FIXED AND/OR INVESTMENT RELATED FINANCIAL PRODUCTS; PARTNER; START DATE=08/1991; HRS/MO=300; TRADING HRS/MO=25; I AM AN INSURANCE AGENT AND MY CLIENTS RELY ON ME TO ADVISE THEM ON INSURANCE OR INVESTMENT RELATED PRODUCTS; *UNITED WEALTH ADVISORS GROUP; SAME AS BRANCH; INV REL; WORKING WITH INDIVIDUALS AND BUSINESSES WITH THEIR LIFE, DISABILITY, 401K, OR INVESTMENT NEEDS; AGENT; START DATE=1/2017; USE RESOURCES TO GROW BUSINESS; * Royalty Interest; non inv rel; PO BOX 4648, Houston, TX 77210; interest from oil well in Kansas; Owner; start date=10/2022; hrs/mo=0; trading hrs/mo=0; no duties
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1755 N Kirby Pwky Ste 300, Memphis, TN 38120RIA
CRD#: 317245
Memphis, TN
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1755 N. Kirby Parkway Suite 300, Memphis, TN 38120BD
CRD#: 14869
Memphis, TN
Past
January 5, 2010 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
November 3, 1999 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
MEMPHIS, TN
Past
September 26, 1997 - November 9, 1999
CENTENNIAL CAPITAL MANAGEMENT, INC.
BD
CRD#: 38988
ATLANTA, GA
Past
March 26, 1997 - February 19, 1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past
August 21, 1996 - September 26, 1997
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
December 9, 1991 - August 29, 1996
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/24/2019)
RR
Arizona(6/24/2019)
RR
Arkansas(6/30/2006)
RR
California(6/24/2019)
RR
Colorado(6/24/2019)
RR
Connecticut(6/24/2019)
RR
Florida(4/30/2009)
RR
Georgia(6/3/2008)
RR
Idaho(4/12/2023)
RR
Illinois(5/8/2020)
RR
Indiana(6/24/2019)
RR
Kansas(6/24/2019)
RR
Kentucky(6/24/2019)
RR
Louisiana(6/24/2019)
RR
Minnesota(6/24/2019)
RR
Mississippi(6/30/2006)
RR
Missouri(6/24/2019)
RR
New York(6/24/2019)
RR
Ohio(6/24/2019)
RR
Oklahoma(6/24/2019)
RR
Pennsylvania(6/24/2019)
RR
Tennessee(6/30/2006)
IAR
Tennessee(11/1/2021)
RR
Texas(1/20/2010)
IAR
Texas(11/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Memphis, TN 38120TRUST BUT VERIFY
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