Dana Cohen
Professional summary
Dana Cohen, who also goes by Dana E Cohen, Dana Eisman Cohen, Dana (cohen) Eisman, Dana Eisman, is a registered financial professional currently at NEUBERGER BERMAN BD LLC located in New York, New York.
Dana is registered as a RR (Registered Representative) and started their career in finance in 1992. Dana has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2009 - Present
NEUBERGER BERMAN BD LLC
Office #1: 1290 Avenue Of The Americas, New York, NY 10104June 1, 2004 - March 12, 2009
BANC OF AMERICA SECURITIES LLC
November 16, 2000 - November 17, 2003
BANC OF AMERICA SECURITIES LLC
February 25, 1994 - November 21, 2000
PERSHING LLC
August 26, 1993 - March 8, 1994
ABN AMRO SECURITIES LLC
February 17, 1992 - July 7, 1993
SANFORD C. BERNSTEIN & CO., INC.
Primary Firm SEC Registration
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
