Christopher E. Lyche
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Eric Lyche, who also goes by Chris Lyche, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2017 - May 18, 2018
FULCRUM CAPITAL MARKETS LLC
August 13, 2014 - January 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 15, 2014 - January 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2011 - July 19, 2012
GLOBAL HUNTER SECURITIES, LLC
July 18, 2011 - August 29, 2011
TICONDEROGA SECURITIES LLC
October 1, 1998 - April 4, 2000
BANC OF AMERICA SECURITIES LLC
October 11, 1996 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FULCRUM CAPITAL MARKETS LLC
CRD#: 155634 / SEC#: , 8-68731
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
