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Christopher Eric Lyche

CRD# 2193714·Registered 1996 - 2018
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Eric Lyche, who also goes by Chris Lyche, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1996 - 2018. Christopher had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Lyche

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

FULCRUM CAPITAL MARKETS LLC·CRD# 155634
BD
Austin, TX
February 8, 2017 - May 18, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Minneapolis, MN
August 13, 2014 - January 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Minneapolis, MN
July 15, 2014 - January 6, 2016
GLOBAL HUNTER SECURITIES, LLC·CRD# 123003
BD
New York, NY
September 21, 2011 - July 19, 2012
TICONDEROGA SECURITIES LLC·CRD# 7671
BD
New York, NY
July 18, 2011 - August 29, 2011
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1998 - April 4, 2000
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
October 11, 1996 - October 1, 1998

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Current Firm

FC
FULCRUM CAPITAL MARKETS LLC

FULCRUM CAPITAL MARKETS LLC

CRD#: 155634 / SEC#: 8-68731
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

111 Congress Avenue Suite 2550, Austin, TX 78701

Mailing Address

111 Congress Avenue Suite 2550, Austin, TX 78701

Phone Number

(512) 473-2776

Established

Delaware since 09/20/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FULCRUM CAPITAL HOLDINGS LLCSOLE MEMBER—
HAMILTON, MATTHEW WARDELECTED MANAGER, CCO, HOME OFFICE SUPERVISOR, EXECUTIVE REPRESENTATIVE4784653
HORRIGAN, TIMOTHY JOSEPHELECTED MANAGER, HEAD TRADER2518429
WANG, XIWEIFINOP6618011

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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